asset-management

Alphonse Fletcher Jr. , a former Wall Street trader who founded the asset-management firm in 1991, said in interviews earlier this year that his firm fully and clearly discloses its practices and has acted in accordance with its legal obligations to the pension funds.

Pensions Want Look Into Fund's Records Josh Barbanel 2011

Under the agreement announced in December, DBS will inject a group of its units into Nikko AM that include the assets in Singapore and Hong Kong asset-management units.

Nikko AM Adds Banks to Tokyo IPO Effort P.R. Venkat 2011

Alphonse Fletcher Jr ., a former Wall Street trader who founded the asset-management firm in 1991, said in interviews earlier this year that his firm fully and clearly discloses its practices and has acted in accordance with its legal obligations to the pension funds.

Funds Want Their Money Steve Eder 2011

Pimco, a unit of Allianz SE, is one of the world's biggest asset-management firms, with more than $1 trillion of assets under management.

Pimco Boosts Treasury Holdings in Flagship Bond Fund Min Zeng 2011

Net revenue was up 30% at the asset-management arm as the company's acquisition of Advisory Research added to results.

Piper Jaffray Profit Climbs 45% Nathalie Tadena 2011

"It is the political process in Europe, with the stuff that is going on in Italy, Spain and Greece, and it is the political process in the U.S. The closer we get to this August deadline, the more anxious investors become," said Andy Brooks, head of U.S. stock trading at asset-management firm T.

Debt Worries Roil Markets Tom Lauricella 2011

While SEBI already regulates asset-management companies and prescribes how mutual funds are to be sold, distributors, such as banks and finance companies, follow the guidelines of an industry body, the Association of Mutual Funds in India.

India Plans Rules for Mutual Fund Distributors Khushita Vasant 2011

"The vote of confidence that the Greek Prime Minister won Tuesday should not be seen as the beginning of the end but rather the end of the beginning of the European sovereign-debt crisis," said Andreas Utermann , global chief investment officer at global asset-management company RCM.

Europe's Markets Fall Andrea Tryphonides 2011

J.P. Morgan Chase & Co. is pressing ahead with plans to move its proprietary-trading unit out of its investment bank and into its asset-management division.

J.P. Morgan Advances Prop-Trading Plan Harriet Agnew 2011

Piper Jaffray Cos .' second-quarter earnings rose 45% as revenue increased in its asset-management and institutional brokerage arms.

Piper Jaffray Profit Climbs 45% Nathalie Tadena 2011