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Examples
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Sambol will not be able to serve as a top executive or director for three years, and Sieracki will not be able to serve as a finance officer for one year.
Countrywide's Angelo Mozilo settles SEC charges for $67.5 million Zachary A. Goldfarb 2010
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Sambol will pay a $520,000 penalty ($5 million more will be paid by Bank of America) and Sieracki will pay a $130,000 penalty.
Countrywide's Angelo Mozilo settles SEC charges for $67.5 million Zachary A. Goldfarb 2010
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Sambol and Sieracki neither admitted nor denied the charges against them.
Countrywide's Angelo Mozilo settles SEC charges for $67.5 million Zachary A. Goldfarb 2010
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In its case, the SEC also charged former Countrywide chief operating officer David Sambol and former chief financial officer Eric Sieracki.
Countrywide's Angelo Mozilo settles SEC charges for $67.5 million Zachary A. Goldfarb 2010
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In its case, the SEC also charged former Countrywide chief operating officer David Sambol and former chief financial officer Eric Sieracki.
Countrywide's Angelo Mozilo settles SEC charges for $67.5 million Zachary A. Goldfarb 2010
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A lawyer for Sieracki noted that the SEC did not pursue its most expansive fraud charges against him and settled for a lesser charge.
Countrywide's Angelo Mozilo settles SEC charges for $67.5 million Zachary A. Goldfarb 2010
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Former Countrywide President David Sambol owes $5 million in profits and $520,000 in civil penalties, and former Chief Financial Officer Eric P. Sieracki will pay $130,000 in civil penalties.
Angelo Mozilo, Countrywide Ex-CEO, Settles With SEC For $67.5M AP 2010
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Former Countrywide President David Sambol owes $5 million in profits and $520,000 in civil penalties, and former Chief Financial Officer Eric P. Sieracki will pay $130,000 in civil penalties.
Angelo Mozilo, Countrywide Ex-CEO, Settles With SEC For $67.5M AP 2010
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Sambol and Sieracki neither admitted nor denied the charges against them.
Countrywide's Angelo Mozilo settles SEC charges for $67.5 million Zachary A. Goldfarb 2010
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Sambol will not be able to serve as a top executive or director for three years, and Sieracki will not be able to serve as a finance officer for one year.
Countrywide's Angelo Mozilo settles SEC charges for $67.5 million Zachary A. Goldfarb 2010
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