Wetherly

Each firm separately retained Wetherly Capital Group LLC ( "Wetherly") as a placement agent.

Media Newswire media-newswire.com 2010

Earlier this month, Wetherly agreed to adopt the code of conduct and return $1 million associated with New York State Common Retirement Fund investments.

Two More Firms to Adopt Fund Code of Conduct Chad Bray 2010

Wetherly agreed to split its fees with Mr. Morris.

Keeping Middlemen in Middle Gina Chon 2010

Wetherly agreed to split its placement fees with Henry "Hank" Morris,

Two More Firms to Adopt Fund Code of Conduct Chad Bray 2010

In a statement, Wetherly founder Dan Weinstein described Ramirez as a former part-time employee who had "dragged the firm into this controversy."

Archive 2009-05-01 2009

Weinstein also voiced dismay that his firm was mentioned by Cuomo, saying Wetherly has been cooperating with regulators for many months.

Archive 2009-05-01 2009

As he finished his first year on the board, Harrigan agreed to consult with Yucaipa Cos., an investment fund created by supermarket magnate Ron Burkle, and Wetherly Capital, which acts as a placement agent -- similar to a lobbyist -- in promoting investment opportunities to pension agencies.

Archive 2009-05-01 2009

Harrigan voted on June 1, 2006, to invest $10 million in two Wetherly clients.

Archive 2009-05-01 2009

Candaele co-hosted the Weiss event with Weinstein and Richard Ziman, an advisor to Wetherly Capital at the time.

Archive 2009-05-01 2009

Candaele's attorney, described Candaele as an ethical public servant who was unaware he had voted on a Wetherly client before taking the contribution.

Archive 2009-05-01 2009