off-exchange

Regulators continue to consider stricter rules for off-exchange trading in shares, which could require dark pools and other alternative trading platforms to provide better prices to customers, among other ideas under discussion.

'Dark Pool' Settlement Shines Light on Potential Abuses Jacob Bunge 2011

The Pipeline case is the first major action taken by the SEC against a dark-pool platform and emerged from broader efforts by regulators to scrutinize off-exchange share dealing, which accounted for 28.6% of all trading through the first half of October, according to data from Raymond James Financial .

'Dark Pool' Settlement Shines Light on Potential Abuses Jacob Bunge 2011

Because none of this on and off-exchange trading activity in Europe is reported to a central location – known as a consolidated tape – it is difficult for self-directed investors to see the best bids and offers.

In Case of ETF Emergency Michelle Price 2011

At issue is the way the CFTC defines participants in the $300 trillion U.S. market for swaps, which are customized derivatives traded off-exchange among banks, hedge funds and corporations.

Chicago Mayor Presses Regulatory Leeway for Local Trading Firms Jacob Bunge 2011

The top executive of CME Group Inc. said Thursday that investors are showing signs of embracing futures trading in place of more complex swap products as stricter rules for such off-exchange derivatives loom on the horizon.

CME Sees Increase in Futures Trading as Profit Rises 8.5% Jacob Bunge 2011

The deal struck with Deutsche Börse in mid-February would achieve greater scale for NYSE Euronext and create a world-wide leader in listings, equities and derivatives trading, while adding heft to ventures into technology and off-exchange markets.

NYSE Board Cool to Nasdaq Split Proposal Jacob Bunge 2011

The CFTC rules would govern derivatives tied to 28 different commodities, and the limits will apply to certain on-exchange futures, options on futures and swaps that are currently traded off-exchange.

Trade Groups Ask Court to Put Position-Limit Rules on Hold Katy Burne 2012

The changes will require off-exchange brokers to meet the same reporting requirements as large exchanges to bring so-called dark pools into the light.

EU Plans Overhaul Of Financial Rules Riva Froymovich 2011

Both exchanges have been losing trading share to nimble rivals such as BATS Global Markets and DirectEdge—in which Deutsche Börse holds a stake—and off-exchange venues run by the big broker-dealers.

Nasdaq Bid for NYSE Would Face Antitrust Tangle Thomas Catan 2011

Cme Group Exchange Chief Says Rules Are Affecting Trading The top executive of CME Group Inc. said Thursday that investors are showing signs of embracing futures trading in place of more complex swap products as stricter rules for such off-exchange derivatives loom on the horizon.

Financial Briefing Book: July 29 2011